MONITORING

On the one hand, monitoring supports the advisor in the proactive provision of advice to his clients. To this end, all portfolios, restrictions, predefined deviations and market information can be monitored and “triggered”.

Monitoring can take place at both the asset class level and instrument level. The monitoring rules and the corresponding level of detail can be freely set by the user or by the bank.

Monitoring can be set at the level of the individual user, across client groups or for all clients.

Compliance Reporting

Compliance Reporting allows predefined properties of the portfolios of particular client groups or of all clients to be periodically checked and described in detail (e.g. risk concentration, portfolio holdings, restriction breaches). This supports the risk officer and the compliance officer, amongst others, in limiting the bank’s liability risks.